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What do you mean by securitization?
What are the other intermediaries?
What are the investor's investment methods?
What are leveraged positions?
What is Private Placement Definition?
quote-driven markets what does it include?
What is an order driven market?
What are the rules for sequential matching?
What are the validity directives?
What are the weighting methods?
What is equal weight?
What are the contents of the stock index?
what are Calendar Anomalies?:what are Calendar Anomalies?
Distribution of the Sample Mean:[Practicewhen the sample size is large.
Confidence Intervals for the Population Mean:error,A confidence:Unknown.normal.Population Variance Unknown—t-Distribution.of freedom for tα2 is n ? 1
Point and Interval Estimates of the Population Mean:Mean,examples of estimation formulas or estimators.:distribution.:Efficiency.[PracticeC.
Hypothesis Tests Concerning the Mean:μrelying on the central limit theorem is
Distribution of the Sample Mean:The Central:[PracticeB.C.when the sample size is large.
Point and Interval Estimates of the Population Mean:value that we calculate from sample observations using an estimator is:distribution.,meanEfficiency.[Practiceerror
Hypothesis Tests Concerning the Mean:μ,The:Independent samples:[PracticeB.C.the consultant’s
What aspect is loyalty embodied?:Should abstain from independent competitive activity that could conflict with the interests of their employer.:(從事獨立業務需要向雇主披露并獲得雇主同意):Misappropriation of trade secrets(盜竊交易秘密)
In analyzing investment, what should we do to making investment recommendations, and taking investment actions?:or action. (分析、投資或者提供建議要有合理、充分的基礎),must not rely on that information. (外部數據懷疑就不能用),issue indicates NO reasonable basis. (不能總是推薦所謂的熱門股票),并不代表有這樣的觀點)但整個研究過程是可靠的
What should members and candidates do when communicating with client?:should notify clients that additional information and analyses are available upon request. (可以提供簡易版報告:需要的話可以提供詳細版):Comment,Comment
What laws,rules, and regulations should be known by members and candidates?:rules,必須遵守直接相關的法律),but this may be advisable in some circumstances and required by law in others. (沒有要求一定要將違法行為報告政府)也會被認為是參與違法行為)