What are the ethics and trust in the investment profession？：Global investment performance standards（GIPS）= 比例低，也并非所有的不道德都是違法君子有所不為的決策是更好的決策更符合stakeholder利益的決策

In analyzing investment, what should we do to making investment recommendations, and taking investment actions?：or action. （分析、投資或者提供建議要有合理、充分的基礎）,must not rely on that information. （外部數據懷疑就不能用）,issue indicates NO reasonable basis. （不能總是推薦所謂的熱門股票），并不代表有這樣的觀點）但整個研究過程是可靠的

What should members and candidates do when communicating with client?：should notify clients that additional information and analyses are available upon request. （可以提供簡易版報告:需要的話可以提供詳細版）:Comment,Comment

What’s the responsibility of supervisors?：does not relieve them of their supervisory responsibility. （可以轉委托他人監管，但必須指示明確且對轉委托負責）,應拒絕承擔監管者責任）,

How to deal with potential conflict of interest?：不能直接或間接和研究的結果掛鉤，Protect the integrity of opinions – unbiased opinion and adequate system.;

What's the meaning of “Additional compensation”?：their employer’s interest （該準則約束的是,如果收取相關好處：會影響雇主利益的情況）unless they obtain written consent from all parties involve.，CFA

How to distinguish Material from nonpublic information?：也不能促使他人使用重大非公開信息）“

What's the meaning of independence and objectivity in professionalism?：or consideration that reasonably could be expected to compromise their own or another’s independence and objectivity.（那些被合理認為將會影響獨立客觀的威逼利誘都要不為所動）,但在他人眼中會影響獨立性也不行）可能的話事先披露給雇主告訴雇主是為了引起雇主的同意

How to understand “misconduct”?：integrity,or competence. （任何不誠信的行為都是misconduct,or other disputes unrelated to professional ethics. （不能濫用該準則來解決私人問題）:is violation. （如果沒有做盡職調查就違反了misconduct準則）,

What laws,rules, and regulations should be known by members and candidates?：rules，必須遵守直接相關的法律），but this may be advisable in some circumstances and required by law in others. （沒有要求一定要將違法行為報告政府）也會被認為是參與違法行為）

What's the meaning of “market manipulation”?：distort prices or artificially inflate trading volume （扭曲價格、虛增交易量）:with the intent tomisleadmarket participants. （目的是誤導投資者）:如果達到一定的交易量可以減少傭金如果這種利益歸屬于客戶且披露了沒有違反市場操縱準則）

How to understand the Code of ethics and trust in the investment profession?：I,Professionalism:II:IIIIVVVIVIIResponsibilities as a CFA member or candidate